Investment Bankers Directory
An investment bank is an individual or institution which acts as an underwriter or agent for corporations and municipalities issuing securities. Most also maintain broker/dealer operations, maintain markets for previously issued securities, and offer advisory services to investors.
investment banks also have a large role in facilitating mergers and acquisitions, private equity placements and corporate restructuring. Unlike traditional banks, investment banks do not accept deposits from and provide loans to individuals.
- Agawam Partners - Merchant banking firm focused on the media, technology and telecommunications industries.
- Allison-Williams Company - Serves financial institutions, investors and companies seeking to raise capital.
- Alpha Finance US Corporation - Investment bank specializing in Greek investments and brokers.
- Asia Capital Group, Ltd. - Provides professional investment banking services to multinational corporations.
- BACE Capital Partners, LLC - Specializes in investment banking with mergers and leveraged buyouts.
- Baldwin and Associates Inc. - Assists individuals and corporations in the sale or purchase of privately held companies.
- Banc of America Securities LLC - A full service investment bank and brokerage firm.
- Bank of Scotland - Britain's oldest surviving clearing bank, created by an Act of Parliament in 1685.
- Barclays Capital - International investment bank with presence in all the major markets around the world.
- Bear Stearns & Co. Inc. - A worldwide investment banking and securities trading and brokerage firm.
- Blaylock and Partners, L.P. - An investment banking and securities brokerage firm.
- Broadview - Global investment bank focused on the IT, communications and media industries.
- Bryan, Garnier & Co - European investment bank specialising in European growth companies.
- Buchanan Street - Real estate investment bank that invests on behalf of private and institutional clients.
- Cameron Thomson Group - Investment banking group specializing in converging media/entertainment and IT industries.
- Capital Investment Partners - An established investment banking and capital formation firm.
- Cenciarini & Co. - A merchant and investment banking firm Based in Italy.
- Chanen and Company - Full range of investment banking services to private and publicly-held companies.
- Chanin Capital Partners - Provides financial restructurings, mergers and acquisitions, corporate finance and private placements.
- CIBC World Markets - Offers credit and capital markets products, securities, brokerage and asset management services.
- CLSA Emerging Markets - Provider of investment banking in the emerging markets of Asia, Latin America and Europe.
- Cochran, Caronia & Co. - Investment banking advisory services for the Insurance Industry.
- Colmen Capital Advisors - Providers of mergers, acquisitions, divestitures, and turnarounds.
- Convergent Technology Capital, LLC - A hybrid strategic consulting, investment banking, and M&A firm dedicated to serving venture capital investors and individual equity-backed companies.
- Corsum finance - Investment Banking, Mergers & Acquisitions, Financial Engineering, Financial Restructuring and Strategy Analysis in Czech Republic.
- Credit Suisse First Boston - Global investment banking firm offers financial advisory, capital raising, sales and trading, and financial products.
- Cross Border Enterprises - International investment bank providing private equity banking services.
- Deutsche Banc Alex Brown - Investment banking and brokerage services.
- Deutsche Bank - GCI - The wholesale and investment banking division of the Deutsche Bank Group.
- Deutsche Bank New Zealand - A full service investment bank with four banking divisions operating from two branches.
- Donaldson, Lufkin & Jenrette - Investment and merchant bank serving institutional, corporate, government and individual clients.
- Douglas Group - Investment banking firm represents business owners in the sale and purchase of businesses.
- Dresdner Kleinwort Benson - A global investment bank, focused on innovation and client relationships.
- Dresdner Kleinwort Wasserstein - Provides financing and distribution capabilities on a global scale.
- Duff & Phelps - Investment banking and financial advisory firm specializing in fairness opinions, business valuations, private placements, mergers and acquisitions.
- eMergers.com - Designed to broaden distribution of merger and acquisition opportunities on the Internet.
- Emerging Growth Partners - Provides investment banking and financing for emerging companies.
- EnCapital - Investment bank offers financial advice to the energy, engineering and environmental industries.
- Energy Spectrum - Energy Spectrum offers private equity investments and premium investment banking services for the energy industry.
- Epic-Capital - Investment bankers focusing on the emerging communications universe.
- EurOrient Investment Group - A privately held investment and merchant banking firm located in Los Angeles, California.
- Fano Securities - Full-service global investment banking and brokerage firm.
- FIELDSTONE Africa (Pty) Ltd - Firm that provides clients with financial advice services in infrastructure finance, product pipelines, oil and gas industries, and telecommunications.
- George K. Baum and Company - Regional investment banking firm.
- Gerard Klauer Mattison - Investment bank focused on research, institutional sales/trading, and corporate finance.
- Global Link - One 'window' through which the buy-side can access unique fact-based research and trade any asset class, anywhere, with anyone.
- GO Public Now! - Explanation of reverse mergers. How to structure a reverse merger public shell transaction.
- Goldman Sachs - A full-service global investment banking and securities firm.
- Gordian Group, L.P. - Provides investment banking and financial advisory services in complex situations.
- Greystone - Specializes in financing multi-family housing and health care properties.
- Griffin Securities, Inc. - Global investment banking, financial advisory and brokerage firm.
- Gruppo, Levey & Co. - Provides financial and advisory services to the direct marketing and e-commerce industries.
- Guzman and Company - Investment bank headquartered in Miami with offices in New York and New Jersey.
- Houlihan Lokey Howard & Zukin - A national investment banking firm offering mergers and acquisitions, corporate financing, business valuation, financial opinions, financial restructuring and merchant banking services.
- HSBC Group Holdings - Headquartered in London, The HSBC Group's international network comprises more than 5,000 offices in 79 countries. The Group provides a comprehensive range of financial services.
- IMG Capital Markets - Investment bank raises capital in the US, Europe, Asia and Latin America.
- Instream Partners LLC - San Francisco firm providing middle market mergers and acquisitions and capital raising services.
- International Capital Corporation - Provides project financing and development services around the world.
- The International Investor - Global Islamic investment bank with offices in Kuwait, London, Qatar, Bahrain and UAE.
- Investment Banking Resources - Provides investment banking news and information for industry professionals.
- Jane Capital Partners LLC - International investment bank focusing on corporate finance and mergers and acquisitions.
- The Jordan Edmiston Group, Inc. - Investment bankers to the publishing, information and new media industries.
- J.P. Morgan & Co. - A leading global financial firm that meets critical financial needs for business enterprises, governments, and individuals.
- JP Morgan H&Q - A JP Morgan Chase subsidiary focused on growth companies. Founded in 1968, clients include corporations, venture capitalists, institutional and individual investors.
- Keating Investments, LLC - NASD broker/dealer specializing in reverse mergers.
- Keefe, Bruyette & Woods, Inc. - Institutionally oriented securities broker/dealer and full service investment bank .
- Kontiki Capital - Provides investment banking products and services to the South Pacific.
- Kotak Mahindra Capital Company - Investment Bank provides financial services to clients based either in India or overseas.
- Kuhn Information Capital - Provides merger and acquisition services to software, data and Internet vendors.
- Latitude Partners - Investment banking firm for technology, internet, and communications sectors.
- Legacy Securities Corp. - Southeastern investment and merchant bank operating from Atlanta and Memphis.
- Lehman Brothers - A global investment bank serving the financial needs of corporations, institutions,governments and high-net-worth investors worldwide. Founded in 1850, Lehman has over 39 offices worldwide.
- Leonard Green and Partners - A merchant and investment banking firm.
- Macadam Capital Partners - Private investment bank advising companies in planning for their capital needs.
- Menke and Associates, Inc. - Investment banking firm specializing in ESOP and management buyouts.
- Mergers-R-Us.com - Investment bank assists private companies in going public by reverse mergers with public shells.
- Merrill Lynch - A leading global financial management and advisory company.
- Metos Investments - Provides investment banking, merger, acquisition, and financial services.
- Mitan Capital Group - Offers investment banking services in emerging markets.
- Morgan Stanley Dean Witter - One of the largest investment banks in the United States, with clients worldwide.
- N M Rothschild and Sons - Provides investment banking and financial services worldwide.
- The Nassau Group Inc. - Advisors on corporate development and investment banking based in Connecticut.
- New York Capital - Specializes in the corporate finance of emerging and middle market enterprises.
- Nomura International - The European subsidary of the Nomura Securities Co., Ltd., focused on meeting the needs of investors and issuers across Europe and beyond.
- Oscar Gruss and Son Incorporated - A full service broker dealer that provides Investment Banking Services to the Healthcare industry and other investment services.
- OTC Traders - Offers reverse merger with clean public shells and public equity exit strategies.
- Pharus Advisors, LLC - Sell-side and buy-side M&A advisory services to venture-backed technology companies in the small-middle markets.
- Phoenix Management Group, LLC - Provides investment banking, debt restructuring and mezzanine financing.
- Presidio-The Credit Specialist - Provides bond market matched principal intermediation, credit trading and risk management advisory services. Based in Asia.
- Putnam, Lovell, de Guardiola, and Thornton - An independent investment banking firm specializing in mergers and acquisitions in the investment management, broker-dealer and related financial service industries.
- Quarterdeck Investment Partners, Inc. - An investment banking firm in Los Angeles and Washington DC.
- RBC Dominion Securities Inc. - A Full Service Investment Dealer based in Canada. It has operations in M&A, sales and trading of equities, bonds, money market instruments, foreign exchange, futures and options, research and investment management.
- RCW Mirus - Boston-based investment banking firm specializing in mergers and acquisitions, RCW Mirus provides merger advisory services to venture capital firms, entrepreneurs, and corporate clients.
- Reed Wasden & Associates - Merchant bank engaged in research, investments, consulting, and merchant banking.
- Rice Capital Partners - Merger and acquisition firm provides corporate financing to closely held and public companies.
- Robert W. Baird - Investment banking and wealth management firm servicing clients in the U.S. and Europe
- Robertson Stephens Investment Bankers - International investment bank focused on growth companies in the New Economy.
- Robinson-Humphrey - Investment banking and equity research for growth companies.
- Salomon Smith Barney - Provides brokerage, investment banking and asset management to corporations, governments and individuals.
- SARS Ltd. - Offers corporate finance advice to multinationals, governments, and corporations in central and eastern Europe.
- Schroders, PLC - An international investment banking and asset management group.
- SG Cowen Securities - The U.S. broker-dealer subsidiary of SG providing securities and investment banking services.
- Simmons & Company International - Specialist in investment banking, mergers and acquisitions, public debt and equity offerings to the Energy Industry.
- Sindicatum Limited - London-based corporate finance/M&A firm focused on global emerging markets
- Taylor Companies - Privately held global investment bank specializing in mergers, acquisitions and divestitures.
- Texada Capital Corp - Investment banking firm offers corporate finance services to direct marketing companies.
- Thomas Weisel Partners - A SF-Based merchant bank providing investment banking, institutional brokerage, private client services and private equity investing focused on the new frontiers of the growth economy.
- TM Capital Corp. - A NY Based Investment Banking Firm providing clients with the experience and expertise necessary to complete strategic corporate transactions including mergers, acquisitions and financings.
- Transglobal Capital Corp. - Full service financial services firm and investment bank.
- UBS Warburg - The investment banking division of UBS AG, operating through branches and subsidiaries of UBS AG around the world.
- Updata Capital, Inc. - An investment banking firm specializing in mergers and acquisitions in the information technology industry.
- Veronis, Suhler & Associates Inc. - A investment bank and private equity fund serving and investing in the communications, media, publishing, broadcasting, interactive digital media, and information industries.
- Wall Street Organization, Inc. - Online investment banking and financial public relations firm.
- Wm Sword and Co. - Investment bank specializing in merger/acquisition advisory services.
- Young and Partners - Investment bank for chemical, pharmaceutical, biotechnology, and medical device companies.
